Mutual exchange

Results: 2484



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23173rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Government / United States / Regulation S-K / Mutual fund scandal / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 The U.S. Securities and Exchange Commission (Commission) announced the temporary

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-09 20:12:34
232Financial services / Funds / Collective investment schemes / Financial markets / Mutual fund / Exchange-traded fund / Bond / Hedge / Security / Financial economics / Investment / Finance

HUSSMAN STRATEGIC TOTAL RETURN FUND TICKER SYMBOL: HSTRX The Fund seeks to achieve long-term total return from income and capital appreciation. It pursues this objective by investing primarily in fixed-income securities.

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Source URL: www.hussman.com

Language: English - Date: 2014-11-03 14:16:30
233Funds / Collective investment schemes / Financial markets / Financial services / Exchange-traded fund / Mutual fund / Closed-end fund / Security / Short / Financial economics / Investment / Finance

Schedule of Ticket Charges for Securities America Brokerage Transactions (for both National Financial and Pershing accounts) Important Factors to Consider When Purchasing Securities (broker/dealer charges). Transaction c

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Source URL: www.securitiesamerica.com

Language: English - Date: 2012-09-04 23:47:11
234Judgment / Securities Fraud Deterrence and Investor Restitution Act / Mutual fund scandal / Federal Rules of Civil Procedure / Fair Fund / Lawsuit

Case 1:12-cvMLW Document 123 FiledPage 1 of 5 Case 1:12-cvMLW Document 121 FiledPage 1 of 5 UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS SECURITIES AND EXCHANGE

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Source URL: edgar.sec.gov

Language: English - Date: 2015-03-25 12:50:41
235Nuclear energy in Japan / Sendai / Tōhoku earthquake and tsunami / Tōhoku region / Japan Foundation Award / Foreign relations of Japan / Japan / Asia / Culture

Japanese Studies and Intellectual Exchange Providing support for Japanese studies abroad and opportunities to learn about societies and cultures of other countries leads to deeper mutual understanding between Japan and

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Source URL: www.jpf.go.jp

Language: English - Date: 2015-04-24 06:18:03
236Economy of Mumbai / Financial services / Collective investment schemes / National Stock Exchange of India / Exchange-traded fund / Mutual fund / Ponzi scheme / ICICI Bank / Benchmark Asset Management Company Private Ltd / Financial economics / Investment / Funds

SCHEME INFORMATION DOCUMENT ICICI Prudential CNX 100 ETF (An openopen-ended Index Exchange Traded Fund) This Product is suitable for investors who are seeking*: · Long term wealth creation solution · An Exchange Traded

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Source URL: www.icicipruamc.com

Language: English - Date: 2015-02-12 00:51:40
237Institutional investors / Collective investment schemes / Mutual fund / Mutualism / Securities and Exchange Board of India Act / Financial economics / Investment / Financial services

ANGUILLA – MUTUAL FUNDS ACT 2004 Policy Guidance No. 1 of 2005 Qualified fund administrator/intermediary status Introduction This policy guidance sets out a strategy for addressing the fast tracking of private and prof

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Source URL: www.fsc.org.ai

Language: English - Date: 2005-12-21 07:16:11
238Financial services / Collective investment schemes / Exchange-traded fund / Mutual fund / National Stock Exchange of India / NFO / Goldman Sachs / Institutional investor / Gold exchange-traded product / Financial economics / Investment / Funds

SCHEME INFORMATION DOCUMENT CPSE ETF Managed by Goldman Sachs Asset Management (India) Private Limited (An Open-ended Index Exchange Traded Scheme) (Rajiv Gandhi Equity Savings Scheme (RGESS) Qualified Scheme) Product La

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Source URL: www.benchmarkfunds.com

Language: English - Date: 2014-03-13 03:30:28
239Financial services / Funds / Types of business entity / Collective investment schemes / Security / Exchange-traded fund / Net asset value / Mutual fund / Open-ended investment company / Financial economics / Investment / Finance

PDF Document

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Source URL: www.etf.hsbc.com

Language: English - Date: 2014-05-13 07:55:39
240Funds / Tracking error / Active management / Collective investment scheme / Investment management / Index fund / Passive management / Exchange-traded fund / Mutual fund / Financial economics / Investment / Financial services

Special Topics: Active Share June 2013 What is an investor seeking when she buys shares in a mutual fund? If the fund is passively managed (an “index” fund), then the answer is simple: investment returns that replica

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Source URL: www.hardingloevner.com

Language: English - Date: 2014-11-04 12:05:29
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